NO.20 The five components of the internal control framework are the overall control environment are risk assessment, control activities, communication, regulations, quality assurance?

NO.21 The Source of Funds and the Source of Wealth must be? (SELECT 2)

NO.22 Who will review KYC files to determine whether you are complying with your jurisdiction’s laws and regulations

NO.23 A person disclosing to any other person, information or any other matter, which is likely to prejudice a money laundering investigation is known to be?

NO.24 What risk increases with non-face-to-face business relationships or transactions, or when payments are sent to or received from unknown or unassociated third parties.

NO.25 What is the Primary European Union Money Laundering regulation?

NO.26 The KYC four step research is?

NO.27 What prohibits US companies and individuals from paying bribes to foreign officials in furtherance of a business deal. It has extraterritorial reach?

NO.28 If a customer is a PEP and they are using private wealth services from banks, and also appear to have obtained a fair amount of wealth is this a red flag?

NO.29 What industries are often exploited by criminals (SELECT 3)

NO.30 What of the following countries are considered Tax Havens? (SELECT 2)

NO.31 Delivery Channel Risk is associated with? (SELECT 3)

NO.32 What is the advantage of Bearer Shares? (SELECT 3)

NO.33 What Boolean operator words can be used in for searching in EDD? (SELECT 2)

NO.34 Shell and Shelf Companies are usually what level of customer risk?

NO.35 For secondary forms of non-documentary verification. Is the act of someone from the institution ringing up the individual and confirming the verification sufficient?

NO.36 The European Union developed its 5th Money Laundering Directive based in part on the following? (SELECT 3)

NO.37 What stage is the explore step in the 4 step process with regards to the 4-step research model?